The English philosopher Thomas Hobbes (1588-1679) is best known for his
political thought, and deservedly so. His vision of the world is strikingly
original and still relevant to contemporary politics. His main concern is the
problem of social and political order: how human beings can live together in
peace and avoid the danger and fear of civil conflict. He poses stark
alternatives: we should give our obedience to an unaccountable sovereign (a
person or group empowered to decide every social and political issue).
Otherwise what awaits us is a ‘state of nature’ that closely resembles civil
war – a situation of universal insecurity, where all have reason to fear
violent death and where rewarding human cooperation is all but impossible. One controversy has dominated interpretations
of Hobbes. Does he see
human beings as purely self-interested? Several passages support such a
reading, leading some to think that his political conclusions can be avoided if
we adopt a more realistic picture of human nature. However, most scholars now
accept that Hobbes himself had a much more complex view of human motivation. A
major theme below will be why the problems he poses cannot be avoided simply by
taking a less ‘selfish’ view of human nature.
Table of Contents (Clicking on the links below will take you to those parts of this article)
1. Introduction
Hobbes is the founding father of modern political
philosophy. Directly or indirectly, he has set the terms of debate about the
fundamentals of political life right into our own times. Few have liked his
thesis, that the problems of political life mean that a society should accept
an unaccountable sovereign as its sole political authority. Nonetheless, we
still live in the world that Hobbes addressed head on: a world where human
authority is something that requires justification, and is automatically
accepted by few; a world where social and political inequality also appears
questionable; and a world where religious authority faces significant dispute.
We can put the matter in terms of the concern with equality and rights that
Hobbes's thought heralded: we live in a world where all human beings are
supposed to have rights, that is, moral claims that protect their basic
interests. But what or who determines what those rights are? And who will
enforce them? In other words, who will exercise the most important political
powers, when the basic assumption is that we all share the same entitlements?
We can see Hobbes's importance if we briefly compare him
with the most famous political thinkers before and after him. A century before,
Nicolo Machiavelli had emphasized the harsh realities of power, as well as recalling ancient Roman
experiences of political freedom. Machiavelli appears as the first modern
political thinker, because like Hobbes he was no longer prepared to talk about
politics in terms set by religious faith (indeed, he was still more offensive
than Hobbes to many orthodox believers), instead, he looked upon politics as a
secular discipline divorced from theology. But unlike Hobbes, Machiavelli
offers us no comprehensive philosophy: we have to reconstruct his views on the
importance and nature of freedom; it remains uncertain which, if any,
principles Machiavelli draws on in his apparent praise of amoral power
politics.
Writing a few years after Hobbes, John Locke had
definitely accepted the terms of debate Hobbes had laid down: how can human
beings live together, when religious or traditional justifications of authority
are no longer effective or persuasive? How is political authority justified and
how far does it extend? In particular, are our political rulers properly as
unlimited in their powers as Hobbes had suggested? And if they are not, what
system of politics will ensure that they do not overstep the mark, do not
trespass on the rights of their subjects?
So, in assessing Hobbes's political philosophy, our guiding
questions can be: What did Hobbes write that was so important? How was he able
to set out a way of thinking about politics and power that remains decisive
nearly four centuries afterwards? We can get some clues to this second question
if we look at Hobbes's life and times.
2. Life and Times
Hobbes's biography is dominated by the political events in England
and Scotland during his long life. Born in 1588, the year the Spanish Armada
made its ill-fated attempt to invade England, he lived to the exceptional age
of 91, dying in 1679. He was not born to power or wealth or influence: the son
of a disgraced village vicar, he was lucky that his uncle was wealthy enough to
provide for his education and that his intellectual talents were soon
recognized and developed (through thorough training in the classics of Latin
and Greek). Those intellectual abilities, and his uncle's support, brought him
to university at Oxford. And these in turn - together with a good deal of
common sense and personal maturity - won him a place tutoring the son of an
important noble family, the Cavendishes. This meant that Hobbes entered circles
where the activities of the King, of Members of Parliament, and of other
wealthy landowners were known and discussed, and indeed influenced. Thus
intellectual and practical ability brought Hobbes to a place close to power -
later he would even be math tutor to the future King Charles II. Although this
never made Hobbes powerful, it meant he was acquainted with and indeed
vulnerable to those who were. As the scene was being set for the Civil Wars of
1642-46 and 1648-51 - wars that would lead to the King being executed and a
republic being declared - Hobbes felt forced to leave the country for his
personal safety, and lived in France from 1640 to 1651. Even after the monarchy
had been restored in 1660, Hobbes's security was not always certain: powerful
religious figures, critical of his writings, made moves in Parliament that
apparently led Hobbes to burn some of his papers for fear of prosecution.
Thus Hobbes lived in a time of upheaval, sharper than any England
has since known. This turmoil had many aspects and causes, political and
religious, military and economic. England stood divided against itself in
several ways. The rich and powerful were divided in their support for the King,
especially concerning the monarch's powers of taxation. Parliament was
similarly divided concerning its own powers vis-à-vis the King. Society was
divided religiously, economically, and by region. Inequalities in wealth were
huge, and the upheavals of the Civil Wars saw the emergence of astonishingly
radical religious and political sects. (For instance, "the Levellers" called
for much greater equality in terms of wealth and political rights; "the
Diggers," more radical still, fought for the abolition of wage labor.) Civil
war meant that the country became militarily divided. And all these divisions
cut across one another: for example, the army of the republican challenger,
Cromwell, was the main home of the Levellers, yet Cromwell in turn would act to
destroy their power within the army's ranks. In addition, England’s recent
union with Scotland was fragile at best, and was almost destroyed by King
Charles I's attempts to impose consistency in religious practices. We shall see
that Hobbes's greatest fear was social and political chaos - and he had ample
opportunity both to observe it and to suffer its effects.
Although social and political turmoil affected Hobbes's life
and shaped his thought, it never hampered his intellectual development. His
early position as a tutor gave him the scope to read, write and publish (a
brilliant translation of the Greek writer Thucydides appeared in 1629), and
brought him into contact with notable English intellectuals such as Francis Bacon. His
self-imposed exile in France, along with his emerging reputation as a scientist
and thinker, brought him into contact with major European intellectual figures
of his time, leading to exchange and controversy with figures such as Descartes, Mersenne
and Gassendi. Intensely disputatious, Hobbes repeatedly embroiled himself in
prolonged arguments with clerics, mathematicians, scientists and philosophers -
sometimes to the cost of his intellectual reputation. (For instance, he argued
repeatedly that it is possible to "square the circle" - no accident that the
phrase is now proverbial for a problem that cannot be solved!) His writing was
as undaunted by age and ill health as it was by the events of his times. Though
his health slowly failed - from about sixty, he began to suffer "shaking
palsy," probably Parkinson’s disease, which steadily worsened - even in his
eighties he continued to dictate his thoughts to a secretary, and to defend his
quarter in various controversies.
Hobbes gained a reputation in many fields. He was known as a
scientist (especially in optics), as a mathematician (especially in geometry),
as a translator of the classics, as a writer on law, as a disputant in
metaphysics and epistemology; not least, he became notorious for his writings
and disputes on religious questions. But it is for his writings on morality and
politics that he has, rightly, been most remembered. Without these, scholars
might remember Hobbes as an interesting intellectual of the seventeenth
century; but few philosophers would even recognize his name.
What are the writings that earned Hobbes his philosophical
fame? The first was entitled The Elements of Law (1640); this was
Hobbes's attempt to provide arguments supporting the King against his
challengers. De Cive [On the Citizen] (1642) has much in common
with Elements, and offers a clear, concise statement of Hobbes's moral
and political philosophy. His most famous work is Leviathan, a classic
of English prose (1651; a slightly altered Latin edition appeared in 1668). Leviathan
expands on the argument of De Cive, mostly in terms of its huge second
half that deals with questions of religion. Other important works include: De
Corpore [On the Body] (1655), which deals with questions of
metaphysics; De Homine [On Man] (1657); and Behemoth
(published 1682, though written rather earlier), in which Hobbes gives his
account of England's Civil Wars. But to understand the essentials of Hobbes’s
ideas and system, one can rely on De Cive and Leviathan. It is
also worth noting that, although Leviathan is more famous and more often
read, De Cive actually gives a much more straightforward account of
Hobbes's ideas. Readers whose main interest is in those ideas may wish to skip
the next section and go straight to ethics and human nature.
3. Two Intellectual Influences
As well as the political background just stressed, two
influences are extremely marked in Hobbes's work. The first is a reaction
against religious authority as it had been known, and especially against the scholastic
philosophy that accepted and defended such authority. The second is a deep
admiration for (and involvement in) the emerging scientific method, alongside
an admiration for a much older discipline, geometry. Both influences affected
how Hobbes expressed his moral and political ideas. In some areas it's also
clear that they significantly affected the ideas themselves.
Hobbes's contempt for scholastic philosophy is boundless. Leviathan
and other works are littered with references to the "frequency of insignificant
speech" in the speculations of the scholastics, with their combinations of
Christian theology and Aristotelian metaphysics. Hobbes's reaction, apart from
much savage and sparkling sarcasm, is twofold. In the first place, he makes
very strong claims about the proper relation between religion and politics. He
was not (as many have charged) an atheist, but he was deadly serious in
insisting that theological disputes should be kept out of politics. (He also
adopts a strongly materialist metaphysics, that - as his critics were quick to
charge - makes it difficult to account for God's existence as a spiritual
entity.) For Hobbes, the sovereign should determine the proper forms of
religious worship, and citizens never have duties to God that override their
duty to obey political authority. Second, this reaction against scholasticism
shapes the presentation of Hobbes's own ideas. He insists that terms be clearly
defined and relate to actual concrete experiences - part of his empiricism. (Many
early sections of Leviathan read rather like a dictionary.) Commentators
debate how seriously to take Hobbes's stress on the importance of definition,
and whether it embodies a definite philosophical doctrine. What is certain, and
more important from the point of view of his moral and political thought, is
that he tries extremely hard to avoid any metaphysical categories that don't
relate to physical realities (especially the mechanical realities of matter and
motion). Commentators further disagree whether Hobbes's often mechanical
sounding definitions of human nature and human behavior are actually important
in shaping his moral and political ideas - see
Materialism versus self-knowledge below.
Hobbes's determination to avoid the "insignificant" (that is,
meaningless) speech of the scholastics also overlaps with his admiration for
the emerging physical sciences and for geometry. His admiration is not so much
for the emerging method of experimental science, but rather for deductive
science - science that deduces the workings of things from basic first
principles and from true definitions of the basic elements. Hobbes therefore
approves a mechanistic view of science and knowledge, one that models
itself very much on the clarity and deductive power exhibited in proofs in
geometry. It is fair to say that this a priori account of science has
found little favor after Hobbes's time. It looks rather like a dead-end on the
way to the modern idea of science based on patient observation, theory-building
and experiment. Nonetheless, it certainly provided Hobbes with a
method that he
follows in setting out his ideas about human nature and politics. As presented
in Leviathan, especially, Hobbes seems to build from first elements of
human perception and reasoning, up to a picture of human motivation and action,
to a deduction of the possible forms of political relations and their relative
desirability. Once more, it can be disputed whether this method is significant
in shaping those ideas, or merely provides Hobbes with a distinctive way of
presenting them.
4. Ethics and Human Nature
Hobbes's moral thought is difficult to disentangle from his politics. On his
view, what we ought to do depends greatly on the situation in which we find
ourselves. Where political authority is lacking (as in his famous natural condition of mankind), our fundamental right
seems to be to save our skins, by whatever means we think fit. Where political
authority exists, our duty seems to be quite straightforward: to obey those in
power.
But we can usefully separate the ethics from the politics if
we follow Hobbes's own division. For him ethics is concerned with human nature,
while political philosophy deals with what happens when human beings interact.
What, then, is Hobbes's view of human nature?
a. Materialism Versus Self-Knowledge
Reading the opening chapters of Leviathan is a
confusing business, and the reason for this is already apparent in Hobbes's
very short "Introduction." He begins by telling us that the human body is like
a machine, and that political organization ("the commonwealth") is like an
artificial human being. He ends by saying that the truth of his ideas can be
gauged only by self-examination, by looking into our selves to adjudge our
characteristic thoughts and passions, which form the basis of all men's
actions. But what is the relationship between these two very different claims?
For obviously when we look into our selves we do not see mechanical pushes and
pulls. This mystery is hardly answered by Hobbes's method in the opening
chapters, where he persists in talking about all manner of psychological
phenomena - from emotions to thoughts to whole trains of reasoning – as
products of mechanical interactions. (As to what he will say about successful
political organization, the resemblance between the commonwealth and a
functioning human being is slim indeed. Hobbes's only real point seems to be
that there should be a "head" that decides most of the important things that
the "body" does.)
Most commentators now agree with an argument made in the
1960's by the political philosopher Leo Strauss. Hobbes draws on his notion of
a mechanistic science, that works deductively from first principles, in setting
out his ideas about human nature. Science provides him with a distinctive
method and some memorable metaphors and similes. What it does not
provide - nor could it, given the rudimentary state of physiology and
psychology in Hobbes's day - are any decisive or substantive ideas about what
human nature really is. Those ideas may have come, as Hobbes also claims, from
self-examination. In all likelihood, they actually derived from his reflection
on contemporary events and his reading of classics of political history such as
Thucydides.
This is not to say that we should ignore Hobbes's ideas on
human nature - far from it. But it does mean we should not be misled by
scientific imagery that stems from an in fact non-existent science (and also,
to some extent, from an unproven and uncertain metaphysics). The point is
important mainly when it comes to a central interpretative point in Hobbes's
work: whether or not he thinks of human beings as mechanical objects, programmed
as it were to pursue their self-interest. Some have suggested that Hobbes's
mechanical world-view leaves no room for the influence of moral ideas, that he
thinks the only effective influence on our behavior will be incentives of
pleasure and pain. But while it is true that Hobbes sometimes says things like
this, we should be clear that the ideas fit together only in a metaphorical
way. For example, there's no reason why moral ideas shouldn’t "get into" the
mechanisms that drive us round (like so many clock-work dolls perhaps?).
Likewise, there's no reason why pursuing pleasure and pain should work in our
self-interest. (What self-interest is depends on the time-scale we adopt, and
how effectively we might achieve this goal also depends on our insight into
what harms and benefits us). If we want to know what drives human beings, on
Hobbes's view, we must read carefully all he says about this, as well as what
he needs to assume if the rest of his thought is to make sense. The mechanistic
metaphor is something of a red herring and, in the end, probably less useful
than his other starting point in Leviathan, the Delphic epithet: nosce
teipsum, "know thyself."
b. The Poverty of Human Judgment and our Need for Science
There are two major aspects to Hobbes's picture of human
nature. As we have seen, and will explore below, what motivates human
beings to act is extremely important to Hobbes. The other aspect concerns human
powers of judgment and reasoning, about which Hobbes tends to be extremely
skeptical. Like many philosophers before him, Hobbes wants to present a more
solid and certain account of human morality than is contained in everyday
beliefs. Plato had contrasted knowledge with opinion. Hobbes contrasts science
with a whole raft of less reliable forms of belief - from probable inference
based on experience, right down to "absurdity, to which no living creature is
subject but man" (Leviathan, v.7).
Hobbes has several reasons for thinking that human judgment
is unreliable, and needs to be guided by science. Our judgments tend to be
distorted by self-interest or by the pleasures and pains of the moment. We may
share the same basic passions, but the various things of the world affect us
all very differently; and we are inclined to use our feelings as measures for
others. It becomes dogmatic through vanity and morality, as with "men
vehemently in love with their own new opinions…and obstinately bent to maintain
them, [who give] their opinions also that reverenced name of conscience" (Leviathan,
vii.4). When we use words which lack any real objects of reference, or are
unclear about the meaning of the words we use, the danger is not only that our
thoughts will be meaningless, but also that we will fall into violent dispute.
(Hobbes has scholastic philosophy in mind, but he also makes related points
about the dangerous effects of faulty political ideas and ideologies.) We form
beliefs about supernatural entities, fairies and spirits and so on, and fear
follows where belief has gone, further distorting our judgment. Judgment can be
swayed this way and that by rhetoric, that is, by the persuasive and "colored"
speech of others, who can deliberately deceive us and may well have purposes
that go against the common good or indeed our own good. Not least, much
judgment is concerned with what we should do now, that is, with future events,
"the future being but a fiction of the mind" (Leviathan, iii.7)
and therefore not reliably known to us.
For Hobbes, it is only science, "the knowledge of
consequences" (Leviathan, v.17), that offers reliable knowledge of the
future and overcomes the frailties of human judgment. Unfortunately, his
picture of science, based on crudely mechanistic premises and developed through
deductive demonstrations, is not even plausible in the physical sciences. When
it comes to the complexities of human behavior, Hobbes's model of science is
even less satisfactory. He is certainly an acute and wise commentator of
political affairs; we can praise him for his hard-headedness about the
realities of human conduct, and for his determination to create solid chains of
logical reasoning. Nonetheless, this does not mean that Hobbes was able to
reach a level of "scientific" certainty in his judgments that had been lacking
in all previous reflection on morals and politics.
c. Motivation
The most consequential aspect of Hobbes's account of human
nature centers on his ideas about human motivation, and this topic is therefore
at the heart of many debates about how to understand Hobbes's philosophy. Many
interpreters have presented Hobbesian man as a self-interested, rationally
calculating actor (those ideas have been important in modern political
philosophy and economic thought, especially in terms of rational choice
theories). It is true that some of the problems that face people like this -
rational egoists, as philosophers call them - are similar to the problems
Hobbes wants to solve in his political philosophy. And it is also very common
for first-time readers of Hobbes to get the impression that he believes we're
all basically selfish.
There are good reasons why earlier interpreters and new
readers tend to think Hobbesian man is purely self-interested. Hobbes likes to
make bold and even shocking claims to get his point across. "I obtained two
absolutely certain postulates of human nature," he says, "one, the postulate of
human greed by which each man insists upon his own private use of common
property; the other, the postulate of natural reason, by which each man strives
to avoid violent death" (De Cive, Epistle Dedicatory). What could be
clearer? - We want all we can get, and we certainly want to avoid death. There
are two problems with thinking that this is Hobbes's considered view, however.
First, quite simply, it represents a false view of human nature. People do all
sorts of altruistic things that go against their interests. They also do all
sorts of needlessly cruel things that go against self-interest (think of the
self-defeating lengths that revenge can run to). So it would be uncharitable to
interpret Hobbes this way, if we can find a more plausible account in his work.
Second, in any case Hobbes often relies on a more sophisticated view of human
nature. He describes or even relies on motives that go beyond or against
self-interest, such as pity, a sense of honor or courage, and so on. And he
frequently emphasizes that we find it difficult to judge or appreciate just
what our interests are anyhow. (Some also suggest that Hobbes's views on the
matter shifted away from egoism after De Cive, but the point is not
crucial here.)
The upshot is that Hobbes does not think that we are
basically or reliably selfish; and he does not think we are fundamentally or
reliably rational in our ideas about what is in our interests. He is rarely
surprised to find human beings doing things that go against self-interest: we
will cut off our noses to spite our faces, we will torture others for their
eternal salvation, we will charge to our deaths for love of country. In fact, a
lot of the problems that befall human beings, according to Hobbes, result from
their being too little concerned with self-interest. Too often, he
thinks, we are too much concerned with what others think of us, or inflamed by
religious doctrine, or carried away by others' inflammatory words. This
weakness as regards our self-interest has even led some to think that Hobbes is
advocating a theory known as ethical
egoism. This is to claim that Hobbes bases morality upon self-interest,
claiming that we ought to do what it is most in our interest to do. But
we shall see that this would over-simplify the conclusions that Hobbes draws
from his account of human nature.
5. Political Philosophy
This is Hobbes's picture of man. We are needy and
vulnerable. We are easily led astray in our attempts to know the world around
us. Our capacity to reason is as fragile as our capacity to know; it relies
upon language and is prone to error and undue influence. When we act, we may do
so selfishly or impulsively or in ignorance, on the basis of faulty reasoning
or bad theology or others' emotive speech.
What is the political fate of this rather pathetic sounding
creature - that is, of us? Unsurprisingly, Hobbes thinks little happiness
can be expected of our lives together. The best we can hope for is peaceful life
under an authoritarian-sounding sovereign. The worst, on Hobbes's account, is
what he calls the "natural condition of mankind," a state of violence,
insecurity and constant threat. In outline, Hobbes's argument is that the
alternative to government is a situation no one could reasonably wish for, and
that any attempt to make government accountable to the people must undermine it,
so threatening the situation of non-government that we must all wish to avoid.
Our only reasonable option, therefore, is a "sovereign" authority that is
totally unaccountable to its subjects. Let us deal with the "natural condition"
of non-government, also called the "state of nature," first of all.
a. The Natural Condition of Mankind
The state of nature is "natural" in one specific sense only.
For Hobbes political authority is artificial: in the "natural" condition
human beings lack government, which is an authority created by men. What is
Hobbes's reasoning here? He claims that the only authority that naturally
exists among human beings is that of a mother over her child, because the child
is so very much weaker than the mother (and indebted to her for its survival).
Among adult human beings this is invariably not the case. Hobbes concedes an
obvious objection, admitting that some of us are much stronger than others. And
although he's very sarcastic about the idea that some are wiser than others, he
doesn't have much difficulty with the idea that some are fools and others are
dangerously cunning. Nonetheless, it's almost invariably true that every
human being is capable of killing any other. Even the strongest must sleep;
even the weakest might persuade others to help him kill another. (Leviathan,
xiii.1-2) Because adults are "equal" in this capacity to threaten one another’s
lives, Hobbes claims there is no natural source of authority to order their
lives together. (He is strongly opposing arguments that established monarchs
have a natural or God-given right to rule over us.)
Thus, as long as human beings have not successfully arranged
some form of government, they live in Hobbes's state of nature. Such a
condition might occur at the "beginning of time" (see Hobbes’s comments on Cain
and Abel, Leviathan, xiii.11, Latin version only), or in "primitive"
societies (Hobbes thought the American Indians lived in such a condition). But
the real point for Hobbes is that a state of nature could just as well occur in
seventeenth century England, should the King's authority be successfully
undermined. It could occur tomorrow in every modern society, for example, if
the police and army suddenly refused to do their jobs on behalf of government.
Unless some effective authority stepped into the King's place (or the place of
army and police and government), Hobbes argues the result is doomed to be
deeply awful, nothing less than a state of war.
Why should peaceful cooperation be impossible without an
overarching authority? Hobbes provides a series of powerful arguments that
suggest it is extremely unlikely that human beings will live in security and
peaceful cooperation without government. (Anarchism,
the thesis that we should live without government, of course disputes these
arguments.) His most basic argument is threefold. (Leviathan, xiii.3-9)
(i) He thinks we will compete, violently compete, to secure the basic necessities
of life and perhaps to make other material gains. (ii) He argues that we will
challenge others and fight out of fear ("diffidence"), so as to ensure our
personal safety. (iii) And he believes that we will seek reputation ("glory"),
both for its own sake and for its protective effects (for example, so that
others will be afraid to challenge us).
This is a more difficult argument than it might seem. Hobbes
does not suppose that we are all selfish, that we are all cowards, or
that we are all desperately concerned with how others see us. Two points,
though. First, he does think that some of us are selfish, some of
us cowardly, and some of us "vainglorious" (perhaps some people are of
all of these!). Moreover, many of these people will be prepared to use violence
to attain their ends - especially if there's no government or police to stop
them. In this Hobbes is surely correct. Second, in some situations it makes
good sense, at least in the short term, to use violence and to behave
selfishly, fearfully or vaingloriously. If our lives seem to be at stake, after
all, we're unlikely to have many scruples about stealing a loaf of bread; if we
perceive someone as a deadly threat, we may well want to attack first, while
his guard is down; if we think that there are lots of potential attackers out
there, it's going to make perfect sense to get a reputation as someone who
shouldn't be messed with. In Hobbes’s words, "the wickedness of bad men also
compels good men to have recourse, for their own protection, to the virtues of
war, which are violence and fraud." (De Cive, Epistle Dedicatory) As
well as being more complex than first appears, Hobbes's argument becomes very
difficult to refute.
Underlying this most basic argument is an important
consideration about insecurity. As we shall see Hobbes places great weight on
contracts (thus some interpreters see Hobbes as heralding a market society
dominated by contractual exchanges). In particular, he often speaks of
"covenants," by which he means a contract where one party performs his part of
the bargain later than the other. In the state of nature such agreements aren't
going to work. Only the weakest will have good reason to perform the second
part of a covenant, and then only if the stronger party is standing over them.
Yet a huge amount of human cooperation relies on trust, that others will return
their part of the bargain over time. A similar point can be made about
property, most of which we can't carry about with us and watch over. This means
we must rely on others respecting our possessions over extended periods of
time. If we can't do this, then many of the achievements of human society that
involve putting hard work into land (farming, building) or material objects
(the crafts, or modern industrial production, still unknown in Hobbes's time)
will be near impossible.
One can reasonably object to such points: Surely there are
basic duties to reciprocate fairly and to behave in a trustworthy manner? Even
if there's no government providing a framework of law, judgment and punishment,
don't most people have a reasonable sense of what is right and wrong, which
will prevent the sort of contract-breaking and generalized insecurity that
Hobbes is concerned with? Indeed, shouldn't our basic sense of morality prevent
much of the greed, pre-emptive attack and reputation-seeking that Hobbes
stressed in the first place? This is the crunch point of Hobbes's argument, and
it is here (if anywhere) that one can accuse Hobbes of "pessimism." He makes
two claims. The first concerns our duties in the state of nature (that is, the
so-called "right of nature"). The second follows from this, and is less often
noticed: it concerns the danger posed by our different and variable judgments
of what is right and wrong.
On Hobbes's view the right of nature is quite simple to
define. Naturally speaking - that is, outside of civil society – we have a
right to do whatever we think will ensure our self-preservation. The worst that
can happen to us is violent death at the hands of others. If we have any rights
at all, if (as we might put it) nature has given us any rights whatsoever, then
the first is surely this: the right to prevent violent death befalling us. But
Hobbes says more than this, and it is this point that makes his argument so
powerful. We do not just have a right to ensure our self-preservation: we each
have a right to judge what will ensure our self-preservation. And this
is where Hobbes's picture of man becomes important. Hobbes has given us good
reasons to think that human beings rarely judge wisely. Yet in the state of
nature no one is in a position to successfully define what is good judgment. If
I judge that killing you is a sensible or even necessary move to
safeguard my life, then - in Hobbes's state of nature – I have a right to kill
you. Others might judge the matter differently, of course. Almost certainly
you'll have quite a different view of things (perhaps you were just stretching
your arms, not raising a musket to shoot me). Because we're all insecure,
because trust is more-or-less absent, there's little chance of our sorting out
misunderstandings peacefully, nor can we rely on some (trusted) third party to
decide whose judgment is right. We all have to be judges in our own causes, and
the stakes are very high indeed: life or death.
For this reason Hobbes makes very bold claims that sound
totally amoral. "To this war of every man against every man," he says, "this
also is consequent [i.e., it follows]: that nothing can be unjust. The notions
of right and wrong, justice and injustice have no place [in the state of
nature]." (Leviathan, xiii.13) He further argues that in the state of
nature we each have a right to all things, "even to one another's body’ (Leviathan,
xiv.4). Hobbes is dramatizing his point, but the core is defensible. If I judge
that I need such and such - an object, another person's labor, another person’s
death - to ensure my continued existence, then in the state of nature, there is
no agreed authority to decide whether I'm right or wrong. New readers of Hobbes
often suppose that the state of nature would be a much nicer place, if only he
were to picture human beings with some basic moral ideas. But this is naïve:
unless people share the same moral ideas, not just at the level of general
principles but also at the level of individual judgment, then the
challenge he poses remains unsolved: human beings who lack some shared
authority are almost certain to fall into dangerous and deadly conflict.
There are different ways of interpreting Hobbes's view of
the absence of moral constraints in the state of nature. Some think that Hobbes
is imagining human beings who have no idea of social interaction and therefore
no ideas about right and wrong. In this case, the natural condition would be a
purely theoretical construction, and would demonstrate what both government and
society do for human beings. (A famous statement about the state of nature
in De Cive (viii.1) might support this interpretation: "looking at men
as if they had just emerged from the earth like mushrooms and grown up without
any obligation to each other…") Another, complementary view reads Hobbes as a
psychological egoist, so that - in the state of nature as elsewhere – he is
merely describing the interaction of selfish and amoral human beings.
Others suppose that Hobbes has a much more complex picture
of human motivation, so that there is no reason to think moral ideas are absent
in the state of nature. In particular, it's historically reasonable to think
that Hobbes invariably has civil war in mind, when he describes our "natural
condition." If we think of civil war, we need to imagine people who’ve lived
together and indeed still do live together - huddled together in fear in their
houses, banded together as armies or guerrillas or groups of looters. The problem
here isn't a lack of moral ideas - far from it – rather that moral ideas and
judgments differ enormously. This means (for example) that two people who are
fighting tooth and nail over a cow or a gun can both think they're perfectly
entitled to the object and both think they're perfectly right to kill the other
- a point Hobbes makes explicitly and often. It also enables us to see that
many Hobbesian conflicts are about religious ideas or political ideals (as well
as self-preservation and so on) - as in the British Civil War raging while
Hobbes wrote Leviathan, and in the many violent sectarian conflicts
throughout the world today.
In the end, though, whatever account of the state of nature
and its (a) morality we attribute to Hobbes, we must remember that it is meant
to function as a powerful and decisive threat: if we do not heed
Hobbes's teachings and fail to respect existing political authority, then the
natural condition and its horrors of war await us.
b. The Laws of Nature and the Social Contract
Hobbes thinks the state of nature is something we ought
to avoid, at any cost except our own self-preservation (this being our "right
of nature," as we saw above). But what sort of "ought" is this? There are two
basic ways of interpreting Hobbes here. It might be a counsel of prudence:
avoid the state of nature, if you're concerned to avoid violent death. In this
case Hobbes's advice only applies to us (i) if we agree that violent death is
what we should fear most and should therefore avoid; and (ii) if we agree with
Hobbes that only an unaccountable sovereign stands between human beings and the
state of nature. This line of thought fits well with an egoistic reading of
Hobbes, but we'll see that it faces serious problems.
The other way of interpreting Hobbes is not without problems
either. This takes Hobbes to be saying that we ought, morally speaking, to
avoid the state of nature. We have a duty to do what we can to avoid this
situation arising, and a duty to end it, if at all possible. Hobbes often makes
his view clear, that we have such moral obligations. But then two difficult
questions arise: Why these obligations? And why are they obligatory?
Hobbes frames the issues in terms of an older vocabulary,
using the idea of natural
law that many ancient and medieval philosophers had relied on. Like them,
he thinks that human reason can discern some eternal principles to govern our
conduct. These principles are independent of (though also complementary to)
whatever moral instruction we might get from God or religion. In other words,
they are laws given by nature rather than revealed by God. But Hobbes makes
radical changes to the content of these so-called laws of nature. In
particular, he doesn't think that natural law provides any scope whatsoever
to criticize or disobey the actual laws made by a government. He thus disagrees
with those Protestants who thought that religious conscience might sanction
disobedience of "immoral" laws, and with Catholics who thought that the
commandments of the Pope have primacy over those of national political
authorities.
Although he sets out nineteen laws of nature, it is the
first two that are politically crucial. A third, that stresses the important of
keeping to contracts we have entered into, is important in Hobbes's moral
justifications of obedience to the sovereign. (The remaining sixteen can be
quite simply encapsulated in the formula, "do as you would be done by." While
the details are important for scholars of Hobbes, they do not affect the
overall theory and will be ignored here.)
The first law reads as follows:
Every man ought to endeavor peace, as far as he has hope
of obtaining it, and when he cannot obtain it, that he may seek and use all
helps and advantages of war. (Leviathan, xiv.4)
This repeats the points we have already seen about our
"right of nature," so long as peace does not appear to be a realistic prospect.
The second law of nature is more complicated:
That a man be willing, when others are so too, as
far-forth as for peace and defense of himself he shall think it necessary, to
lay down this right to all things, and be contented with so much liberty
against other men, as he would allow other men against himself. (Leviathan,
xiv.5)
What Hobbes tries to tackle here is the transition from the
state of nature to civil society. But how he does this is misleading and has
generated much confusion and disagreement. The way that Hobbes describes this
second law of nature makes it look as if we should all put down our weapons,
give up (much of) our "right of nature," and jointly authorize a sovereign who
will tell us what is permitted and punish us if we don't obey. But the problem
is obvious. If the state of nature is anything like as bad as Hobbes has
argued, then there's just no way people could ever make an agreement like this
or put it into practice.
At the end of Leviathan, Hobbes seems to concede this
point, saying "there is scarce a commonwealth in the world whose beginnings can
in conscience be justified" ("Review and Conclusion," 8). That is: governments
have invariably been foisted upon people by force and fraud, not by collective
agreement. But Hobbes means to defend every existing government that is
powerful enough to secure peace among its subjects - not just a mythical
government that's been created by a peaceful contract out of a state of nature.
His basic claim is that we should behave as if we had voluntarily entered into
such a contract with everyone else in our society - everyone else, that is,
except the sovereign authority.
In Hobbes's myth of the social contract, everyone except the
person or group who will wield sovereign power lays down their "right to all
things." They agree to limit drastically their right of nature, retaining only
a right to defend their lives in case of immediate threat. (How limited this
right of nature becomes in civil society has caused much dispute, because
deciding what is an immediate threat is a question of judgment. It certainly
permits us to fight back if the sovereign tries to kill us. But what if the
sovereign conscripts us as soldiers? What if the sovereign looks weak and we
doubt whether he can continue to secure peace…?) The sovereign, however,
retains his (or her, or their) right of nature, which we have seen is
effectively a right to all things - to decide what everyone else should do, to
decide the rules of property, to judge disputes and so on. Hobbes concedes that
there are moral limits on what sovereigns should do (God might call a sovereign
to account). However, since in any case of dispute the sovereign is the only
rightful judge - on this earth, that is – those moral limits make no practical
difference. In every moral and political matter, the decisive question for
Hobbes is always: who is to judge? As we have seen, in the state of nature,
each of us is judge in our own cause, part of the reason why Hobbes thinks it
is inevitably a state of war. Once civil society exists, the only rightful
judge is the sovereign.
c. Why Should we Obey the Sovereign?
If we had all made a voluntary contract, a mutual promise,
then it might seem half-way plausible to think we have an obligation to obey
the sovereign (although even this requires the claim that promising is a moral
value that overrides all others). If we have been conquered or, more
fortunately, have simply been born into a society with an established political
authority, this seems quite improbable. Hobbes has to make three steps here,
all of which have seemed weak to many of his readers. First of all, he insists
that promises made under threat of violence are nonetheless freely made, and
just as binding as any others. Second, he has to put great weight on the moral
value of promise keeping, which hardly fits with the absence of duties in the
state of nature. Third, he has to give a story of how those of us born and
raised in a political society have made some sort of implied promise to each
other to obey, or at least, he has to show that we are bound (either morally or
out of self-interest) to behave as if we had made such a promise.
In the first place, Hobbes draws on his mechanistic picture
of the world, to suggest that threats of force do not deprive us of liberty. Liberty,
he says, is freedom of motion, and I am free to move whichever way I wish,
unless I am literally enchained. If I yield to threats of violence, that is my
choice, for physically I could have done otherwise. If I obey the sovereign for
fear of punishment or in fear of the state of nature, then that is equally my
choice. Such obedience then comes, for Hobbes, to constitute a promise that I
will continue to obey.
Second, promises carry a huge moral weight for Hobbes, as
they do in all social
contract theories. The question, however, is why we should think they are so
important. Why should my (coerced) promise oblige me, given the wrong you
committed in threatening me and demanding my valuables? Hobbes has no good
answer to this question (but see below, on egoistic interpretations of Hobbes's
thinking here). His theory suggests that (in the state of nature) you could do
me no wrong, as the right of nature dictates that we all have a right to all
things. Likewise, promises do not oblige in the state of nature, inasmuch as
they go against our right of nature. In civil society, the sovereign's laws
dictate what is right and wrong; if your threat was wrongful, then my promise
will not bind me. But as the sovereign is outside of the original contract, he
sets the terms for everyone else: so his threats create obligations.
As this suggests, Hobbesian promises are strangely fragile.
Implausibly binding so long as a sovereign exists to adjudicate and enforce
them, they lose all power should things revert to a state of nature. Relatedly,
they seem to contain not one jot of loyalty. To be logically consistent, Hobbes
needs to be politically implausible. Now there are passages where Hobbes
sacrifices consistency for plausibility, arguing we have a duty to fight for
our (former) sovereign even in the midst of civil war. Nonetheless the logic of
his theory suggests that, as soon as government starts to weaken and disorder
sets in, our duty of obedience lapses. That is, when the sovereign power needs
our support, because it is no longer able to coerce us, there is no effective
judge or enforcer of covenants, so that such promises no longer override our
right of nature. This turns common sense on its head. Surely a powerful
government can afford to be challenged, for instance by civil disobedience or
conscientious objection? But when civil conflict and the state of nature
threaten, in other words when government is failing, then we might reasonably
think that political unity is as morally important as Hobbes always suggests. A
similar question of loyalty also comes up when the sovereign power has been
usurped - when Cromwell has supplanted the King, when a foreign invader has
ousted our government. Right from the start, Hobbes's critics saw that his
theory makes turncoats into moral heroes: our allegiance belongs to whoever
happens to be holding the gun(s). Perversely, the only crime the makers of a
coup can commit is to fail.
Why does this problem come about? To overcome the fact that
his contract is a fiction, Hobbes is driven to construct a "sort of" promise
out of the fact of our subjugation to whatever political authority exists. He
stays wedded to the idea that obedience can only find a moral basis in a
"voluntary" promise, because only this seems to justify the almost unlimited
obedience and renunciation of individual judgment he's determined to prove. It
is no surprise that Hobbes's arguments creak at every point: nothing
could bear the weight of justifying such an overriding duty.
All the difficulties in finding a reliable moral obligation
to obey might tempt us back to the idea that Hobbes is some sort of egoist.
However, the difficulties with this tack are even greater. There are two sorts
of egoism commentators have attributed to Hobbes: psychological and ethical.
The first theory says that human beings always act egoistically, the second
that they ought to act egoistically. Either view might support this
simple idea: we should obey the sovereign, because his political authority is
what keeps us from the evils of the natural condition. But the basic problem
with such egoistic interpretations, from the point of view of Hobbes's system
of politics, is shown when we think about cases where selfishness seems to
conflict with the commands of the sovereign - for example, where illegal
conduct will benefit us or keep us from danger. For a psychologically egoist
agent, such behavior will be irresistible; for an ethically egoist agent, it
will be morally obligatory. Now, providing the sovereign is sufficiently
powerful and well-informed, he can prevent many such cases arising by
threatening and enforcing punishments of those who disobey. Effective threats
of punishment mean that obedience is in our self-interest. But such threats
will not be effective when we think our disobedience can go undetected.
After Orwell's 1984 we can imagine a state that is so powerful that no
reasonable person would ever think disobedience could pay. But for Hobbes, such
a powerful sovereign was not even conceivable: he would have had to assume that
there'd be many situations where people could reasonably hope to "get away with
it." (Likewise, under non-totalitarian, liberal politics, there are many
situations where illegal behavior is very unlikely to be detected or punished.)
So, still thinking of egoistic agents, the more people do get away with it, the
more reason others have to think they can do the same. Thus the problem of
disobedience threatens to "snowball," undermining the sovereign and plunging
selfish agents back into the chaos of the state of nature.
In other words, sovereignty as Hobbes imagined it, and
liberal political authority as we know it, can only function where people feel
some additional motivation apart from pure self-interest. Moreover, there is
strong evidence that Hobbes was well aware of this. Part of Hobbes's interest
in religion (a topic that occupies half of Leviathan) lies in its power
to shape human conduct. Sometimes this does seem to work through self-interest,
as in crude threats of damnation and hell-fire. But Hobbes's main interest lies
in the educative power of religion, and indeed of political authority.
Religious practices, the doctrines taught in the universities (!), the beliefs
and habits inculcated by the institutions of government and society: how these
can encourage and secure respect for law and authority seem to be even more
important to Hobbes's political solutions than his theoretical social
contract or shaky appeals to simple self-interest.
What are we to conclude, then, given the difficulties in
finding a reliable moral or selfish justification for obedience? In the end,
for Hobbes, everything rides on the value of peace. Hobbes wants to say both
that civil order is in our "enlightened" self-interest, and that it is of overwhelming
moral value. Life is never going to be perfect for us, and life under the
sovereign is the best we can do. Recognizing this aspect of everyone's
self-interest should lead us to recognize the moral value of supporting
whatever authority we happen to live under. For Hobbes, this moral value is so
great - and the alternatives so stark – that it should override every threat to
our self-interest except the imminent danger of death. The million-dollar
question is then: is a life of obedience to the sovereign really the
best human beings can hope for?
d. Life Under the Sovereign
Hobbes has definite ideas about the proper nature, scope and
exercise of sovereignty. Much that he says is cogent, and much of it can reduce
the worries we might have about living under this drastically authoritarian
sounding regime. Many commentators have stressed, for example, the importance
Hobbes places upon the rule of law. His claim that much of our freedom, in
civil society, "depends on the silence of the laws" is often quoted (Leviathan,
xxi.18). In addition, Hobbes makes many points that are obviously aimed at
contemporary debates about the rights of King and Parliament - especially about
the sovereign's rights as regards taxation and the seizure of property, and
about the proper relation between religion and politics. Some of these points
continue to be relevant, others are obviously anachronistic: evidently Hobbes
could not have imagined the modern state, with its vast bureaucracies, massive
welfare provision and complicated interfaces with society. Nor could he have
foreseen how incredibly powerful the state might become, meaning that
"sovereigns" such as Hitler or Stalin might starve, brutalize and kill their
subjects, to such an extent that the state of nature looks clearly preferable.
However, the problem with all of Hobbes's notions about
sovereignty is that - on his account – it is not Hobbes the philosopher, nor we
the citizens, who decide what counts as the proper nature, scope or exercise of
sovereignty. He faces a systematic problem: justifying any limits or
constraints on the sovereign involves making judgments about moral or practical
requirements. But one of his greatest insights, still little recognized by many
moral philosophers, is that any right or entitlement is only practically
meaningful when combined with a concrete judgment as to what it dictates in
some given case. Hobbes's own failure, however understandable, to foresee the
growth of government and its powers only supports this thought: that the proper
nature, scope or exercise of sovereignty is a matter of complex judgment.
Alone among the people who comprise Hobbes's commonwealth, it is the
sovereign who judges what form he should appear in, how far he should reach
into the lives of his subjects, and how he should exercise his powers.
It should be added that the one part of his
system that Hobbes concedes not to be proven with certainty is just this
question: who or what should constitute the sovereign power. It was natural for
Hobbes to think of a King, or indeed a Queen (he was born under Elizabeth I).
But he was certainly very familiar with ancient forms of government, including
aristocracy (government by an elite) and democracy (government by the citizens,
who formed a relatively small group within the total population). Hobbes was
also aware that an assembly such as Parliament could constitute a sovereign
body. All have advantages and disadvantages, he argues. But the unity that
comes about from having a single person at the apex, together with fixed rules
of succession that pre-empt dispute about who this person should be, makes
monarchy Hobbes's preferred option.
In fact, if we want to crack open Hobbes's sovereign, to be
able to lay down concrete ideas about its nature and limits, we must begin with
the question of judgment. For Hobbes, dividing capacities to judge between
different bodies is tantamount to letting the state of nature straight back in.
"For what is it to divide the power of a commonwealth, but to dissolve it; for
powers divided mutually destroy each other." (Leviathan, xxix.12; cf De
Cive, xii.5) Beyond the example of England in the 1640s, Hobbes hardly
bothers to argue the point, although it is crucial to his entire theory. Always
in his mind is the Civil War that arose when Parliament claimed the right to
judge rules of taxation, and thereby prevented the King from ruling and making
war as he saw fit, and when churches and religious sects claimed prerogatives
that went against the King's decisions.
Especially given modern experiences of the division of
powers, however, it's easy to see that these examples are extreme and atypical.
We might recall the American constitution, where powers of legislation,
execution and case-by-case judgment are separated (to Congress, President and
the judiciary respectively) and counter-balance one another. Each of these
bodies is responsible for judging different questions. There are often, of
course, boundary disputes, as to whether legislative, executive or judicial
powers should apply to a given issue, and no one body is empowered to settle
this crucial question of judgment. Equally obviously, however, such disputes
have not led to a state of nature (well, at least if we think of the US after
the Civil War). For Hobbes it is simply axiomatic that disputation as to who
should judge important social and political issues spells the end of the
commonwealth. For us, it is equally obvious that only a few extreme forms of
dispute have this very dangerous power. Dividing the powers that are important
to government need not leave a society more open to those dangerous conflicts.
Indeed, many would now argue that political compromises which provide different
groups and bodies with independent space to judge certain social or political
issues can be crucial for preventing disputes from escalating into
violent conflict or civil war.
6. Conclusion
What happens, then, if we do not follow Hobbes in his
arguments that judgment must, by necessity or by social contract or both, be
the sole province of the sovereign? If we are optimists about the power of
human judgment, and about the extent of moral consensus among human beings, we
have a straightforward route to the concerns of modern liberalism. Our
attention will not be on the question of social and political order, rather on
how to maximize liberty, how to define social justice, how to draw the limits
of government power, and how to realize democratic ideals. We will probably
interpret Hobbes as a psychological egoist, and think that the problems of
political order that obsessed him were the product of an unrealistic view of
human nature, or unfortunate historical circumstances, or both. In this case, I
suggest, we might as well not have read Hobbes at all.
If we are less optimistic about human judgment in morals and
politics, however, we should not doubt that Hobbes's problems remain our
problems. But hindsight shows grave limitations to his solutions.
Theoretically, Hobbes fails to prove that we have an almost unlimited
obligation to obey the sovereign. His arguments that sovereignty - the power to
judge moral and political matters, and enforce those judgments - cannot be
divided are not only weak; they are simply refuted by the (relatively)
successful distribution of powers in modern liberal societies. Not least, the
horrific crimes of twentieth century dictatorships show beyond doubt that
judgment about right and wrong cannot be a question only for our political
leaders.
If Hobbes's problems are real and his solutions only partly
convincing, where will we go? It might reasonably be thought that this is the
central question of modern political thought. We will have no doubt that
peaceful coexistence is one of the greatest goods of human life, something
worth many inconveniences, sacrifices and compromises. We will see that there
is moral force behind the laws and requirements of the state, simply because
human beings do indeed need authority and systems of enforcement if they are to
cooperate peacefully. But we can hardly accept that, because human judgment is
weak and faulty, that there can be only one judge of these matters - precisely
because that judge might turn out to be very faulty indeed. Our concern will be
how we can effectively divide power between government and people, while still
ensuring that important questions of moral and political judgment are
peacefully adjudicated. We will be concerned with the standards and
institutions that provide for compromise between many different and conflicting
judgments. And all the time, we will remember Hobbes's reminder that human life
is never without inconvenience and troubles, that we must live with a certain
amount of bad, to prevent the worst: fear of violence, and violent death.
7. References and Further Reading
Edwards, Alistair (2002) "Hobbes" in Interpreting Modern
Political Philosophy: From Machiavelli to Marx, eds. A Edwards and J Townshend
(Palgrave Macmillan, Houndmills) - A very helpful overview of key
interpretative debates about Hobbes in the twentieth century.
Hill, Christopher (1961/1980) The Century of Revolution,
1603-1714, second ed (Routledge, London) - The classic work on the history
and repercussions of England's civil war.
Hobbes, Thomas (1998 [1642]) On the Citizen, ed &
trans Richard Tuck and Michael Silverthorne (Cambridge University Press, Cambridge)
- The best translation of Hobbes's most straightforward book, De Cive.
Hobbes, Thomas (1994 [1651/1668]) Leviathan, ed Edwin
Curley (Hackett, Indianapolis) - The best edition of Hobbes's magnum opus,
including extensive additional material and many important variations (ignored
by all other editions) between the English text and later Latin edition.
Sorrell, Tom (1986) Hobbes (Routledge & Kegan
Paul, London) - A concise and well-judged account of Hobbes's life and works.
Sorrell, Tom, ed (1996) The Cambridge
Companion to Hobbes (Cambridge University Press, Cambridge) - An excellent
set of essays on all aspects of Hobbes's intellectual endeavors.
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